基于Borderline SMOTE与NGO优化的双层XGBoost算法的变压器故障模式识别研究
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(1.湖南五凌电力工程有限公司 ,湖南 长沙 410000;2.长沙理工大学电网防灾减灾全国重点实验室 ,湖南 长沙 410114)

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通讯作者:

李友才(1980—),男,高级工程师,主要从事电力技术及其自动化、电气设备试验技术等方面的研究;E-mail:87179595@qq.com

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TM411

基金项目:

国家自然科学基金(52177015);国家电投五凌电力有限公司2023年C类科技项目(WLKY-C-2023-FD06)


Research on transformer fa ult pattern recognition based on double -layer XGBoost algorithm optimiz ed by Borderline SMOTE and NGO
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(1. Hunan Wuling Electric Power Engineering Co ., Ltd., Changsha 410000, China; 2. State Key Laboratory of Disaster Prevention and Reduction for Power , Changsha University of Science & Technology , Changsha 410114, China)

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    摘要:

    为提升变压器故障诊断精度,提高模型识别的效率,改善不平衡样本对变压器故障识别模型的不良影响,提出一种基于边界线合成少数类过采样技术 (borderline synthetic minority over-sampling technique,BSMOTE )与北方苍鹰优化 (northern goshawk optimization,NGO)算法的双层极限梯度提升 (extreme gradient boosting,XGBoost )的变压器故障模式识别模型。首先,利用 BSMOTE 对少数类样本进行扩充,得到平衡的数据集。其次,通过无编码比值法建立多维特征量,并采用 XGBoost 确定最优特征子集。再次,通过 NGO对XGBoost 进行参数寻优,得到变压器故障诊断模型,实现对变压器故障的准确识别。最后,采用实例对所提方法进行了仿真分析。所提方法的诊断准确率比递归特征消除法 (recursive feature elimination,RFE)、随机森林 (random forest,RF)特性筛选、分类提升(categorical boosting,CatBoost )特征提取与 19维特征分别提高了 2.88%、4.03%、4.44%与7.47%。研究结果表明,所提方法故障辨识精度高、误判率低、性能稳定。

    Abstract:

    To enhance the diagnostic accurac y of trans former fault,raise the efficiency of model recognition,and mitigate the adverse effects of imbalanced samples on transformer fault recognition models,a transformer fault pattern recognition model with double-layer extreme gradient boosting (XGBoost ) based on borderline synthetic minority over-sampling technique (BSMOTE ) and northern goshawk optimization (NGO) algorithms is proposed.Firstly,BSMOTE is used to expand minority class samples,and a balanced dataset is obtained.Secondly,the noncoding ratio method is used to establish multidimensional feature quantities,and XGBoost is used to determine the optimal feature subset.Then,an NGO algorithm is used to optimize the XGBoost parameters,and a transformer fault diagnosis model is obtained,achieving accurate recognition of transformer faults.Finally,practical cases are adopted to make a simulation analysis of the proposed method.The diagnostic accuracy of the proposed method is 2.88%,4.03%,4.44%,and 7.47% higher than that of the recursive feature elimination (RFE),random forest (RF) feature screening,categorical boosting (CatBoost ) feature extraction,and the 19-dimensional feature,respectively.The results show that the method proposed in this article has higher fault recognition accuracy,lower misjudgment rate,and stable performance.

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李友才,彭威龙,周玉明,等.基于Borderline SMOTE与NGO优化的双层XGBoost算法的变压器故障模式识别研究[J].电力科学与技术学报,2025,40(6):32-42.
LI Youcai, PENG Weilong, ZHOU Yuming, et al. Research on transformer fa ult pattern recognition based on double -layer XGBoost algorithm optimiz ed by Borderline SMOTE and NGO[J]. Journal of Electric Power Science and Technology,2025,40(6):32-42.

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  • 收稿日期:2025-04-20
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  • 在线发布日期: 2026-02-03
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